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IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA VALERIA G., et al.,
v. PETE WILSON, Governor of the State of California, in his official capacity,
et al.,
ONE NATION/ONE CALIFORNIA, et al.,
PRELIMINARY STATEMENT As the Supreme Court has recognized, "California's entire history demonstrates the repeated use of referendums to give citizens a voice on questions of public policy. * * * [R]eferendums have been a commonplace occurrence in the State's active political life. Provisions for referendums demonstrate devotion to democracy, not to bias, discrimination, or prejudice." James v. Valtierra, 402 U.S. 137, 141-42 (1971). Because of the value of initiatives to the democratic process, courts are extremely reluctant to interfere with their implementation: Consistent with this tradition, on June 2, 1998, sixty-one percent of the California electorate voted in favor of Proposition 227, which generally requires that non-English speaking California public school children learn English at the earliest opportunity and then be transitioned into mainstream classrooms. Before all of the votes approving Proposition 227 had even been counted, however, Plaintiffs initiated this lawsuit and now ask for truly draconian relief: to renounce the will of the people and enjoin the implementation of a statute that does nothing more than replace one educational philosophy with another. Consistent with the Court's duty "to jealously guard the precious initiative power," the Court should not permit Plaintiffs at this preliminary stage to interfere with the public's will absent a clear showing that the educational philosophies underlying Proposition 227 cannot satisfy applicable law. Legislature, 54 Cal. 3d at 501. "A preliminary injunction is appropriate if the moving party demonstrates either (1) probable success on the merits and the possibility of irreparable injury, or (2) serious questions going to the merits of the case and the balance of hardships favors the moving party." Quiroz v. State Bd. of Educ., No. Civ. S-97-1600 WBS/GGM, 1997 WL 661163 (E.D. Cal. Sept. 10, 1997) (denying preliminary injunction seeking to bar the implementation of a structured immersion program in place of a bilingual education program). As that court held, "even under the alternative test, the 'irreducible minimum' is that there be a fair chance of success on the merits." Id. at *3. In this brief, Intervenors show that Plaintiffs do not have a "fair chance of success" on their principal claims under the Equal Educational Opportunity Act, Title VI of the Civil Rights Act, and the Equal Protection Clause. ARGUMENT
Plaintiffs' challenge under Section 1703(f) of the EEOA, 20 U.S.C. Section 1703, if adjudicated now, would require this Court to undertake a fact-intensive examination of educational plans under the three pronged-test set forth in Castaneda v. Pickard, 648 F.2d 989, 1009-10 (5th Cir. 1981). Proposition 227, however, is not the type of detailed educational plan promulgated by the State Board of Education or a local school district that can be scrutinized under Castaneda. Rather, Proposition 227 makes the basic policy choice that LEP students be taught English at the earliest possible opportunity, and establishes certain flexible parameters for implementing this objective. Before Proposition 227 is manifested in an educational plan susceptible to review under Section 1703(f), the State Board and local school districts first must promulgate regulations and prepare educational plans implementing the Proposition. Thus, as we demonstrate in greater detail below, a ruling now, addressing anything other than Proposition 227's fundamental philosophy that LEP students be taught English at the earliest possible opportunity, would improperly "entangle" in the decisions of state and local agencies before the regulations and plans of those agencies are "felt in a concrete way." Ohio Forestry Ass'n, Inc. v. Sierra Club, 118 S. Ct. 1665, 1670 (1998) .
Because California's educational agencies have not had the opportunity to create, much less implement, an education program based on the philosophy outlined in Proposition 227, this Court can evaluate only the educational philosophy that underlies the Proposition to ensure that it is "informed by an educational theory recognized as sound by some experts in the field, or at least, deemed a legitimate experimental strategy." Casteneda, 648 F.2d at 1009-10; Teresa P. v. Berkeley Unified School District, 724 F. Supp. 698, 713 (N.D. Cal. 1989); Quiroz, 1997 WL 661163 at *4. In doing so, the Court must uphold Proposition 227 against Plaintiffs' facial challenge unless Plaintiffs meet their heavy burden of "establish[ing] that no set of circumstances exists under which the [law] would be valid." United States v. Salerno, 481 U.S. 739, 745 (1987). Thus, for Plaintiffs to prevail, they must prove that no school district -- regardless of the funding that district provides for implementation, its interpretation of Proposition 227, or the richness or breadth of its structured English immersion programs -- could possibly implement an educational plan that would pass muster under § 1703(f). Plaintiffs' task is impossible, because the philosophy that underlies Proposition 227 -- Sheltered English Immersion -- has been accepted as sound by a broad range of courts and educational experts. This Court defer to the public's choice of this legitimate educational approach.
Although Plaintiffs advocate a program that emphasizes native tongue instruction, they introduced no objective evidence demonstrating that the efficacy of this approach, whatever it may be, for teaching LEP students English, or helping them succeed in a mainstream environment, renders the alternative programs preferred by BUSD pedagogically in sound. Id. at 714. Similarly, in Quiroz v. State Board of Education, No. Civ. S-97-160 WBS/GGH, 1997 WL 661163 (E.D. Cal. Sept. 10, 1997), the plaintiffs challenged the Orange, California school district's plan to "move[] away from bilingual education and toward a predominantly English curriculum." Id. at *4. As the court wrote, "[t]he program theory is premised on the notion that language proficiency is best obtained by lingual immersion: the greater the 'time on task,' in this case learning English, the greater the acquisition rate." Id. at *5. As in Teresa P., the plaintiffs complained that "bilingual education is a better instructional method than the one proposed by the District." Id. But the court rejected this argument, holding that "[t]he alternative plan is within the boundaries of acceptable educational theory." See also Castaneda, 648 F.2d at 1006 (rejecting plaintiffs' complaint that program "overemphasizes the development of English language skills to the detriment of the child's overall cognitive development"). Indeed, in Guadalupe, the Ninth Circuit squarely held that the EEOA does not require educational agencies to address the special educational needs of LEP students by using so-called "bilingual-bicultural education" programs like those that Plaintiffs seek in this case. 587 F.2d at 1030.
Plaintiffs argue, without citing a single case, that this same deference should not be accorded to mere "public opinion" as expressed through California' initiative process. (Mot. at 30.) Plaintiffs are wrong. In fact, the initiative process articulates "one of the most precious rights of our democratic process." Rossi v. Brown, 9 Cal. 4th 688, 695 (1995) (holding that under the initiative power, the electorate may prospectively repeal a tax ordinance and bar future adoption of a tax). Thus,"[w]hen the electorate assumes to exercise the law-making function, then [it] is as much a state agency as any of its elected officials." Mulkey v. Reitman, 64 Cal. 2d 529 (1966), aff'd, 387 U.S. 369 (1967). Because Proposition 227 embodies a demonstrably sound educational approach, this Court should defer to the public's will.
Because Section 1703(f)'s only potential application is to "failure[s] by an educational agency," courts "review a state's implementation of Section 1703(f) in a manner similar to that which [they] employ in reviewing an administrative agency's interpretation and implementation of its legislative mandate." Gomez v. Illinois State Bd. of Educ., 811 F.2d 1030, 1037, 1041 (7th Cir. 1987). In similar circumstances involving facial challenges to laws that were to be fleshed out by means of post-enactment regulations, courts repeatedly have found the challenges to be premature. E.g., Hodel v. Virginia Surface Mining & Reclamation Ass'n, Inc., 452 U.S. 264 (1981) (facial challenges on takings grounds to Surface Mining Act were premature before the state's promulgation of regulations construing and enacting that act); Nixon v. Adm'or of Gen. Servs., 433 U.S. 425, 438-39 (1977) (challenge to the validity of act that required former President to make presidential materials available to the public was not ripe until Administrator promulgated implementing regulations). This Court likewise should reject Plaintiffs' claims under the EEOA challenging the future implementation of Proposition 227. Presently, there is no possible way to determine how state and local agencies will interpret and give effect to Proposition 227. Indeed, Plaintiffs doubtless will participate in the State Board's proceedings leading up to its promulgation of regulations implementing Proposition 227, and also in many local district actions that follow such promulgation. Plaintiffs' opening brief highlights the impossibility of now reviewing Proposition 227's post-implementation impacts under section 1703(f). Plaintiffs complain about a number of detailed features not found in the Proposition's intentionally general terms. For example, Plaintiffs complain that Proposition 227 contains "no provision for equal curricular access anywhere within the initiative" creating a "legally intolerable" "state vacuum" (Mot. at 28); does not specify "any academic content" (Mot. at 32); "is fatally deficient in establish teaching standards" (Mot. at 34); "fails to provide for any remedial instruction to recoup the academic deficits incurred by [LEP students] during [the English immersion] program" (Mot. at 42); makes no mention of school subjects in its text and, therefore, "Proposition 227 relegates subject matter learning to a position of secondary importance" (Mot. at 14); and contains no language addressing program flexibility and, therefore, it "forbid[s] flexibility and individual tailoring," and is a "'One-Size-Fits-All' Program." (Mot. at 15-16.) These of course are the specific matters that the State Board and local school district educational plans ultimately are likely to contain. Further underscoring the prematurity of their claims, Plaintiffs throughout their brief improperly ascribe a specific and concrete meaning to several broadly worded provisions of Proposition 227 that have not yet been construed and acted upon by the State Board or local districts. Particularly troubling in this regard are Plaintiffs' arguments that Proposition 227 cannot pass muster under Castaneda's second and third prongs. The second Castaneda prong requires an examination of "whether the programs and practices actually used by a school system are reasonably calculated to implement effectively the educational theory adopted by the school." 648 F.2d at 1009. No such school system implementation presently can be examined. Likewise, the third Castaneda prong requires courts to examine whether districts are effectively evaluating educational programs to determine whether they were taking "appropriate action" to remedy language deficiency. Castaneda, 648 F.2d at 1010. Proposition 227 does not attempt to address program evaluation, leaving entirely open to the State Board and local school districts the methods and models to be used in evaluating the success of programs implemented by local districts.
Proposition 227 provides for waivers for children who "score at or above the state average for his or her grade level" in English, score "at or above the 5th grade average", are 10 years or older or have "special physical, emotional, psychological, or educational needs." (See Prop. 227 § 310.) Unless and until Plaintiffs establish that they will not be able to obtain such waivers, their challenges to Proposition 227 are not ripe.
In order for strict scrutiny to apply, a statute must either (1) classify based on race on its face or (2) if "ostensibly neutral," it must contain "an obvious pretext for racial discrimination." See Personnel Adm'or of Mass. v. Feeney, 442 U.S. 254, 272 (1979); Miller v. Johnson, 515 U.S. 900, 905 (1995) (prohibition against racial classifications "extends not just to explicit racial classifications, but also to laws neutral on their face but 'unexplainable on grounds other than race'") (citations omitted). If the law is facially neutral, it "is unconstitutional under the Equal Protection Clause only if [its] impact can be traced to a discriminatory purpose." Feeney, 442 U.S. at 272. Discriminatory intent "implies more than intent as volition or intent as awareness of consequences. It implies that the decision maker * * * selected or reaffirmed a particular course of action at least in part 'because of,' not merely 'in spite of,' its adverse effects upon an identifiable group." Id. at 279 (veterans' hiring preference law clearly enacted for purposes of rewarding veterans; not for purposes of harming women). In fact, because of the value of referendum elections, legal prohibitions against inquiring into the motives of individual voters, and the inherent difficulties in ascertaining the motivation of the electorate, many courts refuse to even address claims that an electorate passed a facially-neutral law for discriminatory reasons. See Arthur v. City of Toledo, Ohio, 782 F.2d 565, 574 (6th Cir. 1986) ("We hold that absent a referendum that facially discriminates racially, or one where although facially neutral, the only possible rationale is racially motivated, a district court cannot inquire into the electorate's motivations in an equal protection clause context."); Clark v. Cincinnati, 40 F.3d 807 (6th Cir. 1994) (noting that in Arthur the Sixth Circuit concluded that 'neither the Supreme Court nor this Court has ever inquired into the motivation of voters in an equal protection clause challenge to a * * * facially neutral referendum unless racial discrimination was the only possible motivation behind the referendum'"); Metropolitan Hous. Dev. Corp. v. Village of Arlington Heights, 558 F.2d 1283, 1292 (7th Cir. 1977), ("[t]he bigoted comments of a few citizens, even those with power, should not invalidate action which in fact has a legitimate basis"). Here, Plaintiffs do not even attempt to show a likelihood of success in satisfying their burden of proving that a majority of the voters of the state of California voted in favor of: a facially-neutral proposition; that speeds up the assimilation of LEP students into mainstream classrooms; that appropriates $50,000,000 a year from the general fund for extra tutoring of LEP students; that requires "all children in California public schools [] be taught English as rapidly and effectively as possible" -- for the purposes of discriminating against a minority group. In fact, Plaintiffs cannot argue that LEP status is an illusory proxy for racial or national origin discrimination, because the Plaintiffs themselves argue that LEP children and English proficient children are not similarly circumstanced and should not be treated alike. As Plaintiffs acknowledge, LEP students were already a defined group under existing California law. See Mot. at 3 n.2 ("Under California law before the passage of Proposition 227, LEP students were defined as 'pupils who * * * ") (citing Cal. Educ. Code §§ 52161, 52163(m).). In Guadalupe, the Ninth Circuit expressly addressed the issue of whether bilingual education in public schools was constitutionally required and did so using rational basis analysis. 587 F.2d at 1026. The Ninth Circuit noted that because "appellees only differentiate explicitly among students with respect to the provisions of remedial English instruction, no [claim that appellees employed a 'suspect classification'] is possible." Id. Similarly, in Villanueva, a court addressed a claim that the decision to close certain public schools violated the Equal Protection clause because it had a disparate impact upon Hispanic students. 873 F. Supp. at 447-50. The court rejected the argument that the use of "at-risk" status as a classification constituted a classification based on race. Id. at 448 ("Although Hispanics are a protected class, 'at-risk' status does not constitute a protected class because students are not treated differently because of their race, national origin, or status as aliens."). Conceding that Proposition 227 does not classify based on a protected class and that they cannot demonstrate a likelihood of success in meeting their burden of proving discriminatory intent, Plaintiffs argue that there is a third basis for the application of "strict scrutiny." Relying solely upon Washington v. Seattle School District No. 1, 458 U.S. 457 (1982) and Hunter v. Erickson, 393 U.S. 385 (1969), Plaintiffs argue that strict scrutiny applies where the political process is restructured relating to a program that inures primarily to the benefit of a minority group -- even if the initiative is facially neutral and was passed for non-discriminatory reasons. (Mot. at 48.) Plaintiffs are wrong. Neither Washington nor Hunter represents a departure from the requirement that in order to justify strict scrutiny, a statute must either (1) discriminate on its face or (2) contain an illusory proxy for race that was used for discriminatory purposes. In Hunter, the initiative at issue required that any housing ordinance passed by the city "on the basis of race, color, religion, national origin or ancestry must first be approved by a majority of the electors voting on the question * * *" Hunter, 393 U.S. at 387. Because it discriminated on its face, strict scrutiny necessarily applied. Id. at 392 ("racial classifications are 'constitutionally suspect,' and subject to the 'most rigid scrutiny'") (citation omitted). In Washington, the Supreme Court addressed an initiative that effectively allowed student busing for any reasons except desegregation. 458 U.S. at 462. Despite the facial neutrality of the initiative, the Supreme Court had no trouble in determining that the initiative was based on race and passed for discriminatory reasons. Id. at 471 ("despite its facial neutrality there is little doubt that the initiative was effectively drawn for racial purposes"). In applying strict scrutiny, the Supreme Court made it clear that it was not departing from the requirement of discriminatory intent for facially neutral statutes: "[W]hen facially neutral legislation is subjected to equal protection attack, an inquiry into intent is necessary to determine whether the legislation in some sense was designed to accord disparate treatment on the basis of racial considerations." Id. at 484-85. Moreover, in the sixteen years since Washington was decided, no court has interpreted Hunter or Washington as eliminating the "intent" requirement for any type of Equal Protection claim. See, e.g., Keyes v. Congress of Hispanic Educators, 902 F. Supp. 1274, 1284-85 (D. Colo. 1995) ("the Washington case is another step in the evolution of Equal Protection Clause jurisprudence and must be read in the context of * * * later cases * * * As read by the Supreme Court, the Washington initiative only prevented school boards from assigning students away from their neighborhood schools for the purpose of racial integration. Thus, the initiative had a racial purpose."). Not only are there no cases that support Plaintiffs' interpretation of Washington and Hunter, Plaintiffs fail to reveal that the Supreme Court has considered and explicitly rejected extending the Hunter doctrine to statutes that neither discriminate on their face nor were enacted for a discriminatory purpose: In Crawford, the Supreme Court again rejected extending Hunter to cover a facially neutral California initiative. In distinguishing Hunter and refusing to apply strict scrutiny, the Supreme Court held that "Proposition I does not embody a racial classification" and that "even if Proposition I had a racially discriminatory effect * * * this Court previously has held that even when a neutral law has a disproportionately adverse effect on a racial minority, the Fourteenth Amendment is violated only if a discriminatory purpose can be shown." 458 U.S. at 537-38. The Supreme Court in Crawford also rejected Plaintiffs' argument that a program designed to benefit a minority group cannot be repealed by the people: In sum, because Plaintiffs have not shown (and cannot show) that Proposition 227 was passed for racial reasons, rather than educational reasons, they have not demonstrated a likelihood of success under any Equal Protection Clause theory.
In Keyes, 576 F. Supp. at 1519, the court held that "it is not necessary to consider * * * Title VI. Section 1703(f) is a much more specific direction and to take appropriate action under it would necessarily redress any violation of the equal educational opportunities requirements of Title VI." As shown above, Proposition 227 is based on an educational theory that satisfies Section 1703(f). Title VI is therefore satisfied as well. Moreover, "Title VI, like the Equal Protection Clause, is violated only by conduct animated by an intent to discriminate." Castaneda, 648 F.2d at 1007. In Guardians Ass'n v. Civil Service Comm'n, 463 U.S. 582 (1983), a majority of the Supreme Court held that proof of discriminatory effect may also establish liability under Title VI. 463 U.S. at 608 n.1 (Powell, J. concurring); see also Gomez, 811 F.2d at 1044-45; Teresa P., 724 F. Supp at 716. Here, as shown above, Plaintiffs cannot show that Proposition 227 will classify students based on race. (See 16-19, above.) Moreover, Plaintiffs have not offered any evidence of discriminatory intent on the part of the defendants. Nor have they adduced any evidence, statistical or otherwise, of racially discriminatory effect. Therefore, this Court should dismiss Plaintiffs' Title VI claim. See Teresa P., 724 F. Supp. at 717 (plaintiffs failed to sustain burden of proof under Title VI). Even if the Plaintiffs could show a discriminatory effect, they concede that they do not have a fair chance of succeeding on the merits if Proposition 227 has a "legitimate educational purpose." (Mot. at 45.) As shown above, Proposition 227 is based on a sound educational theory that has been used successfully around the world. Finally, Plaintiffs argue that they can prevail on their Title VI claim if less discriminatory alternatives exist. This argument is simply a restatement of their basic position: they would prefer that bilingual education be used rather than English immersion. Although bilingual education will remain an alternative for children and parents who prefer that approach, the Ninth Circuit already has rejected the argument that it must be provided. California need not provide bilingual education. See Guadalupe, 587 F.2d at 1030. CONCLUSION For the foregoing reasons, Plaintiffs' motion for preliminary injunction should be denied. DATED: June 24, 1998. CARL ALAN ROTH AYAZ SHAIKH ROBERT P. PONGETTI PAUL M. ECKLES
By: ________________________________ Peter Simshauser Attorneys for Intervenors |